Institutional HoldersBeta

Who holds a company, from every 13F filed for the quarter, one row per filer exactly as filed, against the latest share count the company reported.

Pulmonx Corp

CIK 0001127537LUNG· quarter ending 2026-06-30

Shares outstanding

42,948,269

as of 2026-07-31 · 10-Q cover page, filed 2026-08-04

Held by 13F filers

26,206,441

61.0% of shares outstanding

Holders

107

-7 vs 2026-03-31 · 19 new, 26 exited

Value

$34.1M

shares -17.6% vs prior quarter

Share classes (cover page of the 10-Q filed 2026-08-04, as of 2026-07-31)

Class	Listed	Shares outstanding	Held by 13F filers	% of class	Holders	CUSIP
Common stock	LUNG · NASDAQ	42,948,269	26,206,441	61.0%	107	745848101

Each class is compared with its own share count; classes are not added together. A class that is not exchange-listed cannot be held by 13F filers.

Securities (CUSIPs held in 13F this quarter)

tick to combine

Count	CUSIP	Class (as filers write it)	Holders	Shares held	Class shares	% of class	Value	Options	Mapped via
	745848101	COM	107	26,206,441	42,948,269	61.0%	$34.1M	1 call / 3 put	13DG	holders →

Totals combine the ticked CUSIPs and update as you tick: common-stock classes by default; preferreds, notes, warrants and depositary shares are listed but not counted. "holders →" shows a single CUSIP on its own. Bonds are held as a principal amount, not shares. Options positions are never counted as holdings.

Top holders (107 of 107 · 745848101)

change vs 2026-03-31

#	Filer	Shares	% of class	Value	Change
1	PRIMECAP MANAGEMENT CO/CA/	4,612,331	10.74%	$6.0M	-112,660 (-2.4%)
2	MORGAN STANLEY	2,922,921	6.81%	$3.8M	-1,070,641 (-26.8%)
3	Soleus Capital Management, L.P.	2,788,323	6.49%	$3.6M	—
4	VANGUARD CAPITAL MANAGEMENT LLC	1,630,219	3.80%	$2.1M	-4,045 (-0.2%)
5	ExodusPoint Capital Management, LP	1,223,555	2.85%	$1.6M	-720,279 (-37.1%)
6	Almitas Capital LLC	1,064,202	2.48%	$1.4M	NEW
7	BlackRock, Inc.	882,490	2.05%	$1.1M	-1,779,117 (-66.8%)
8	Stonepine Capital Management, LLC	815,436	1.90%	$1.1M	+47,148 (+6.1%)
9	JANE STREET GROUP, LLC	758,231	1.77%	$986K	+624,961 (+468.9%)
10	BRAIDWELL LP	752,541	1.75%	$978K	—
11	AQR CAPITAL MANAGEMENT LLC	744,963	1.73%	$968K	+387,385 (+108.3%)
12	Parkman Healthcare Partners LLC	646,564	1.51%	$841K	-109,072 (-14.4%)
13	GEODE CAPITAL MANAGEMENT, LLC	452,684	1.05%	$589K	-491,808 (-52.1%)
14	RENAISSANCE TECHNOLOGIES LLC	425,110	0.99%	$553K	+104,810 (+32.7%)
15	ADAR1 Capital Management, LLC	404,497	0.94%	$526K	+30,000 (+8.0%)
16	DEUTSCHE BANK AG\	402,316	0.94%	$523K	-761,362 (-65.4%)
17	D. E. Shaw & Co., Inc.	327,528	0.76%	$426K	-7,546 (-2.3%)
18	Jefferies Financial Group Inc.	285,110	0.66%	$371K	—
19	CFM WEALTH PARTNERS LLC	264,039	0.61%	$343K	—
20	VANGUARD FIDUCIARY TRUST CO	250,511	0.58%	$326K	-30,737 (-10.9%)
21	MARSHALL WACE, LLP	230,738	0.54%	$300K	NEW
22	ACADIAN ASSET MANAGEMENT LLC	223,141	0.52%	$287K	+56,800 (+34.1%)
23	MILLENNIUM MANAGEMENT LLC	209,556	0.49%	$272K	NEW
24	UBS Group AG	204,053	0.48%	$265K	-5,648 (-2.7%)
25	Birchview Capital, LP	200,543	0.47%	$261K	-49,678 (-19.9%)
26	Centiva Capital, LP	200,095	0.47%	$260K	+46,213 (+30.0%)
27	NANO CAP NEW MILLENNIUM GROWTH FUND L P	200,000	0.47%	$260K	+42,500 (+27.0%)
28	HSBC HOLDINGS PLC	193,846	0.45%	$249K	+179,756 (+1275.8%)
29	STATE STREET CORP	191,501	0.45%	$249K	-617,615 (-76.3%)
30	Squarepoint Ops LLC	183,558	0.43%	$239K	+101,066 (+122.5%)
31	CITADEL ADVISORS LLC	143,404	0.33%	$186K	+86,395 (+151.5%)
32	GSA CAPITAL PARTNERS LLP	136,157	0.32%	$177K	-1,331 (-1.0%)
33	GOLDMAN SACHS GROUP INC	135,343	0.32%	$176K	-88,107 (-39.4%)
34	XTX Topco Ltd	118,037	0.27%	$153K	+37,956 (+47.4%)
35	WESTFIELD CAPITAL MANAGEMENT CO LP	110,000	0.26%	$143K	—
36	HRT FINANCIAL LP	108,218	0.25%	$140K	NEW
37	BANK OF MONTREAL /CAN/	105,958	0.25%	$138K	NEW
38	NORTHERN TRUST CORP	104,119	0.24%	$135K	-250,555 (-70.6%)
39	Redhawk Wealth Advisors, Inc.	99,648	0.23%	$130K	+64,948 (+187.2%)
40	ALGERT GLOBAL LLC	98,332	0.23%	$128K	+12,970 (+15.2%)
41	DIMENSIONAL FUND ADVISORS LP	97,791	0.23%	$127K	-44,129 (-31.1%)
42	TWO SIGMA INVESTMENTS, LP	86,575	0.20%	$113K	+17,963 (+26.2%)
43	IEQ CAPITAL, LLC	69,158	0.16%	$90K	+47,571 (+220.4%)
44	SUSQUEHANNA INTERNATIONAL GROUP, LLP	64,373	0.15%	$84K	-24,696 (-27.7%)
45	Quadrature Capital Ltd	63,910	0.15%	$83K	NEW
46	Engineers Gate Manager LP	62,589	0.15%	$81K	+6,438 (+11.5%)
47	MERCER GLOBAL ADVISORS INC /ADV	61,332	0.14%	$80K	+12,565 (+25.8%)
48	BRIDGEWAY CAPITAL MANAGEMENT, LLC	61,000	0.14%	$79K	—
49	Berger Financial Group, Inc	54,000	0.13%	$70K	—
50	BRIGHTON JONES LLC	53,231	0.12%	$69K	+8,498 (+19.0%)
51	Schonfeld Strategic Advisors LLC	50,841	0.12%	$66K	+1,053 (+2.1%)
52	Qube Research & Technologies Ltd	49,877	0.12%	$65K	NEW
53	FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND	40,000	0.09%	$52K	—
54	PERKINS CAPITAL MANAGEMENT INC	39,500	0.09%	$51K	-1,500 (-3.7%)
55	Mariner, LLC	38,530	0.09%	$50K	+27,463 (+248.2%)
56	Cerity Partners LLC	38,143	0.09%	$50K	+9,307 (+32.3%)
57	FMR LLC	35,728	0.08%	$46K	-12,494 (-25.9%)
58	Jain Global LLC	34,995	0.08%	$45K	NEW
59	BARCLAYS PLC	34,138	0.08%	$44K	-649,297 (-95.0%)
60	Creative Planning	33,509	0.08%	$44K	+10,778 (+47.4%)
61	Virtu Financial LLC	29,454	0.07%	$38K	NEW
62	R Squared Ltd	27,429	0.06%	$36K	+7,649 (+38.7%)
63	SEI INVESTMENTS CO	23,677	0.06%	$31K	-626 (-2.6%)
64	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	23,233	0.05%	$36K	NEW
65	RHUMBLINE ADVISERS	19,383	0.05%	$25K	-26,997 (-58.2%)
66	Arax Advisory Partners	14,878	0.03%	$19K	+14,875 (+495833.3%)
67	LAZARD ASSET MANAGEMENT LLC	14,156	0.03%	$18K	—
68	Vanguard Global Advisers, LLC	13,559	0.03%	$18K	—
69	JACOBS LEVY EQUITY MANAGEMENT, INC	13,519	0.03%	$18K	-23,562 (-63.5%)
70	Ground Swell Capital, LLC	12,371	0.03%	$16K	NEW
71	TWO SIGMA SECURITIES, LLC	11,972	0.03%	$16K	NEW
72	Merit Financial Group, LLC	11,961	0.03%	$16K	NEW
73	CAPTRUST FINANCIAL ADVISORS	11,548	0.03%	$15K	NEW
74	TUDOR INVESTMENT CORP ET AL	11,028	0.03%	$14K	—
75	SILVERCREST ASSET MANAGEMENT GROUP LLC	10,000	0.02%	$13K	NEW
76	ROYAL BANK OF CANADA	6,518	0.02%	$8K	+2,471 (+61.1%)
77	WELLS FARGO & COMPANY/MN	5,275	0.01%	$7K	-13,475 (-71.9%)
78	Russell Investments Group, Ltd.	4,773	0.01%	$6K	+881 (+22.6%)
79	Tower Research Capital LLC (TRC)	2,352	0.01%	$3K	-9,050 (-79.4%)
80	Optiver Holding B.V.	2,269	0.01%	$3K	-1,097 (-32.6%)
81	JPMORGAN CHASE & CO	2,250	0.01%	$3K	-385,853 (-99.4%)
82	FEDERATED HERMES, INC.	2,097	0.00%	$3K	+468 (+28.7%)
83	PNC Financial Services Group, Inc.	2,091	0.00%	$3K	-913 (-30.4%)
84	GAMMA Investing LLC	2,063	0.00%	$3K	-740 (-26.4%)
85	Allworth Financial LP	1,627	0.00%	$2K	+1,136 (+231.4%)
86	EverSource Wealth Advisors, LLC	1,491	0.00%	$2K	-3,334 (-69.1%)
87	BNP PARIBAS FINANCIAL MARKETS	1,183	0.00%	$2K	-6,902 (-85.4%)
88	AdvisorNet Financial, Inc	1,000	0.00%	$1K	—
89	Essential Partners LLC	937	0.00%	$1K	+679 (+263.2%)
90	Physician Wealth Advisors, Inc.	855	0.00%	$1K	—
91	Farther Finance Advisors, LLC	606	0.00%	$792	+297 (+96.1%)
92	True Wealth Design, LLC	441	0.00%	$574	+276 (+167.3%)
93	ROTHSCHILD INVESTMENT LLC	341	0.00%	$443	+198 (+138.5%)
94	Parallel Advisors, LLC	336	0.00%	$437	—
95	OSAIC HOLDINGS, INC.	145	0.00%	$187	-1,300 (-90.0%)
96	Steward Partners Investment Advisory, LLC	102	0.00%	$133	+1 (+1.0%)
97	Fortitude Family Office, LLC	90	0.00%	$117	NEW
98	SJS Investment Consulting Inc.	83	0.00%	$108	+74 (+822.2%)
99	IFP Advisors, Inc	76	0.00%	$99	-82 (-51.9%)
100	Wealth Enhancement Trust Services, Inc.	64	0.00%	$83	NEW
101	Transamerica Financial Advisors, LLC	45	0.00%	$58	-11 (-19.6%)
102	Caitong International Asset Management Co., Ltd	40	0.00%	$52	+33 (+471.4%)
103	Clearstead Advisors, LLC	39	0.00%	$52	NEW
104	SBI Securities Co., Ltd.	15	0.00%	$20	—
105	FIFTH THIRD BANCORP	12	0.00%	$16	—
106	Atlantic Union Bankshares Corp	10	0.00%	$13	—
107	JPL Wealth Management, LLC	9	0.00%	$12	NEW

Exited since 2026-03-31 (26 filers; largest 25 shown)

BANK OF AMERICA CORP /DE/	−1,166,826
VANGUARD PORTFOLIO MANAGEMENT LLC	−604,455
Bank of New York Mellon Corp	−92,720
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	−71,319
Nuveen, LLC	−69,108
ALLIANCEBERNSTEIN L.P.	−52,200
NINE MASTS CAPITAL Ltd	−38,598
Susquehanna Portfolio Strategies, LLC	−37,777
PRICE T ROWE ASSOCIATES INC /MD/	−19,884
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	−18,355
CWM, LLC	−17,719
49 WEALTH MANAGEMENT, LLC	−15,184
Invesco Ltd.	−10,318
INTECH INVESTMENT MANAGEMENT LLC	−10,105
Police & Firemen's Retirement System of New Jersey	−7,810
NEW YORK STATE COMMON RETIREMENT FUND	−6,914
SIMPLEX TRADING, LLC	−4,064
Ameritas Investment Partners, Inc.	−3,617
Legal & General Group Plc	−3,166
CITIGROUP INC	−2,857
NISA INVESTMENT ADVISORS, LLC	−465
Sterling Capital Management LLC	−248
Avion Wealth	−248
Root Financial Partners, LLC	−126
Wealth Preservation Advisors, LLC	−73

Large holders from 13D/13G (latest per reporting person, last 2 years)

Filed when a holder crosses 5% or changes materially, so often more current than the quarter-end 13F. Percentages are the filer's own, against the share count they used.

Reporting person	Form	Filed	Event	Shares	% of class
Morgan Stanley	SCHEDULE 13G/A	2026-08-13	2026-06-30	2,920,241	6.9%
Morgan Stanley Capital Services LLC	SCHEDULE 13G/A	2026-08-13	2026-06-30	2,885,147	6.8%
BlackRock, Inc.	SCHEDULE 13G/A	2026-07-29	2026-06-30	765,721	1.8%
The Vanguard Group	SCHEDULE 13G/A	2026-03-27	2026-03-13	0	0%
Soleus Capital Management, L.P.	SCHEDULE 13G	2026-03-09	2026-03-06	2,665,100	6.5%
Guy Levy	SCHEDULE 13G	2026-03-09	2026-03-06	2,665,100	6.5%
Soleus Capital Group, LLC	SCHEDULE 13G	2026-03-09	2026-03-06	2,665,100	6.5%
Soleus Capital, LLC	SCHEDULE 13G	2026-03-09	2026-03-06	2,665,100	6.5%
Soleus Capital Master Fund, L.P.	SCHEDULE 13G	2026-03-09	2026-03-06	2,665,100	6.5%
Soleus GP, LLC	SCHEDULE 13G	2026-03-09	2026-03-06	2,665,100	6.5%
PRIMECAP MANAGEMENT CO/CA/	SCHEDULE 13G/A	2025-11-13	2025-09-30	4,956,691	12.16%
Abigail P. Johnson	SCHEDULE 13G/A	2025-11-07	2025-10-31	70,825	0.2%
FMR LLC	SCHEDULE 13G/A	2025-11-07	2025-10-31	70,825	0.2%

Source: SEC Form 13F-HR information tables for the quarter ending 2026-06-30 (filed within 45 days of quarter end; amendments applied; values normalised to dollars), the share count from the company's latest 10-K/10-Q XBRL cover page, and Schedule 13D/13G filings. Each row is a legal 13F filer as filed — related entities (e.g. Vanguard's advisers) are not merged. Retail brokerage accounts are not reported on 13F, so the remainder is mostly retail and insiders.