Institutional HoldersBeta

Who holds a company, from every 13F filed for the quarter, one row per filer exactly as filed, against the latest share count the company reported.

GAIA, INC

CIK 0001089872GAIA· quarter ending 2026-06-30

Shares outstanding

25,425,793

as of 2026-08-06 · 10-Q cover page, filed 2026-08-10

Held by 13F filers

7,847,390

39.2% of Common Class A

Holders

-11 vs 2026-03-31 · 10 new, 21 exited

Value

$16.5M

shares -7.5% vs prior quarter

Share classes (cover page of the 10-Q filed 2026-08-10, as of 2026-08-06)

Class	Listed	Shares outstanding	Held by 13F filers	% of class	Holders	CUSIP
Common Class A	GAIA · NASDAQ	20,025,793	7,847,390	39.2%	61	36269P104
Common Class B	not listed	5,400,000	—	—

Each class is compared with its own share count; classes are not added together. A class that is not exchange-listed cannot be held by 13F filers.

Securities (CUSIPs held in 13F this quarter)

tick to combine

Count	CUSIP	Class (as filers write it)	Holders	Shares held	Class shares	% of class	Value	Options	Mapped via
	36269P104	CL A	61	7,847,390	20,025,793	39.2%	$16.5M	—	13DG	holders →

Totals combine the ticked CUSIPs and update as you tick: common-stock classes by default; preferreds, notes, warrants and depositary shares are listed but not counted. "holders →" shows a single CUSIP on its own. Bonds are held as a principal amount, not shares. Options positions are never counted as holdings.

Top holders (61 of 61 · 36269P104)

change vs 2026-03-31

#	Filer	Shares	% of class	Value	Change
1	Nantahala Capital Management, LLC	1,829,236	9.13%	$3.8M	+914,618 (+100.0%)
2	AMERIPRISE FINANCIAL INC	1,037,433	5.18%	$2.2M	+109,107 (+11.8%)
3	S SQUARED TECHNOLOGY, LLC	723,305	3.61%	$1.5M	—
4	Peapod Lane Capital LLC	640,797	3.20%	$1.3M	+10,002 (+1.6%)
5	VANGUARD CAPITAL MANAGEMENT LLC	632,820	3.16%	$1.3M	+8,810 (+1.4%)
6	DIMENSIONAL FUND ADVISORS LP	346,627	1.73%	$728K	-75,990 (-18.0%)
7	BlackRock, Inc.	335,258	1.67%	$704K	-745,760 (-69.0%)
8	MILLENNIUM MANAGEMENT LLC	250,243	1.25%	$526K	NEW
9	RBF Capital, LLC	223,961	1.12%	$470K	NEW
10	GEODE CAPITAL MANAGEMENT, LLC	200,752	1.00%	$422K	-238,669 (-54.3%)
11	JANE STREET GROUP, LLC	150,727	0.75%	$317K	NEW
12	P.A.W. CAPITAL CORP	150,000	0.75%	$315K	—
13	Arax Advisory Partners	140,431	0.70%	$295K	+140,429 (+7021450.0%)
14	RENAISSANCE TECHNOLOGIES LLC	113,361	0.57%	$238K	-7,600 (-6.3%)
15	VANGUARD FIDUCIARY TRUST CO	108,710	0.54%	$228K	-5,789 (-5.1%)
16	GOLDMAN SACHS GROUP INC	105,301	0.53%	$221K	+38,602 (+57.9%)
17	Marquette Asset Management, LLC	90,158	0.45%	$189K	NEW
18	SUSQUEHANNA INTERNATIONAL GROUP, LLP	77,243	0.39%	$162K	+46,333 (+149.9%)
19	GSA CAPITAL PARTNERS LLP	71,540	0.36%	$150K	+36,375 (+103.4%)
20	STATE STREET CORP	60,129	0.30%	$126K	-122,419 (-67.1%)
21	ACADIAN ASSET MANAGEMENT LLC	59,585	0.30%	$124K	+35,149 (+143.8%)
22	BRIDGEWAY CAPITAL MANAGEMENT, LLC	56,000	0.28%	$118K	—
23	NORTHERN TRUST CORP	44,564	0.22%	$94K	-85,754 (-65.8%)
24	Squarepoint Ops LLC	43,772	0.22%	$92K	+31,187 (+247.8%)
25	MARSHALL WACE, LLP	33,106	0.17%	$70K	-4,670 (-12.4%)
26	SAPIENT CAPITAL LLC	32,650	0.16%	$69K	—
27	XTX Topco Ltd	30,867	0.15%	$65K	+7,244 (+30.7%)
28	Virtu Financial LLC	29,398	0.15%	$62K	NEW
29	AQR CAPITAL MANAGEMENT LLC	27,146	0.14%	$57K	+15,087 (+125.1%)
30	Qube Research & Technologies Ltd	24,898	0.12%	$52K	NEW
31	Centiva Capital, LP	23,985	0.12%	$50K	+8,168 (+51.6%)
32	MORGAN STANLEY	21,228	0.11%	$45K	+8,516 (+67.0%)
33	Connor, Clark & Lunn Investment Management Ltd.	20,538	0.10%	$43K	-4,368 (-17.5%)
34	Tower Research Capital LLC (TRC)	19,886	0.10%	$42K	+12,290 (+161.8%)
35	Quadrature Capital Ltd	16,565	0.08%	$35K	NEW
36	NewEdge Advisors, LLC	11,621	0.06%	$24K	+7 (+0.1%)
37	UBS Group AG	10,882	0.05%	$23K	+3,870 (+55.2%)
38	JAMES INVESTMENT RESEARCH, INC.	10,600	0.05%	$22K	—
39	O'SHAUGHNESSY ASSET MANAGEMENT, LLC	10,575	0.05%	$22K	-2,211 (-17.3%)
40	ROYAL BANK OF CANADA	9,038	0.05%	$19K	+5,214 (+136.3%)
41	Federation des caisses Desjardins du Quebec	6,750	0.03%	$14K	—
42	JPMORGAN CHASE & CO	3,792	0.02%	$8K	-3,129 (-45.2%)
43	BARCLAYS PLC	3,741	0.02%	$8K	-3,002 (-44.5%)
44	Vanguard Global Advisers, LLC	3,635	0.02%	$8K	—
45	SIMPLEX TRADING, LLC	2,271	0.01%	$5K	NEW
46	GROUP ONE TRADING LLC	1,200	0.01%	$3K	NEW
47	FMR LLC	507	0.00%	$1K	-655 (-56.4%)
48	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	202	0.00%	$424	—
49	WELLS FARGO & COMPANY/MN	112	0.00%	$234	-6,298 (-98.3%)
50	OSAIC HOLDINGS, INC.	50	0.00%	$105	—
51	EverSource Wealth Advisors, LLC	46	0.00%	$98	-4 (-8.0%)
52	Front Row Advisors LLC	40	0.00%	$49	—
53	Farther Finance Advisors, LLC	31	0.00%	$65	+25 (+416.7%)
54	ROTHSCHILD INVESTMENT LLC	25	0.00%	$53	+22 (+733.3%)
55	Caitong International Asset Management Co., Ltd	16	0.00%	$34	NEW
56	Allworth Financial LP	9	0.00%	$19	-13 (-59.1%)
57	IFP Advisors, Inc	9	0.00%	$19	—
58	BNP PARIBAS FINANCIAL MARKETS	8	0.00%	$17	-3,705 (-99.8%)
59	CITIGROUP INC	6	0.00%	$13	-4,613 (-99.9%)
60	SJS Investment Consulting Inc.	2	0.00%	$5	+1 (+100.0%)
61	SBI Securities Co., Ltd.	2	0.00%	$4	—

Exited since 2026-03-31 (21 filers; largest 21 shown)

AWM Investment Company, Inc.	−1,252,090
VANGUARD PORTFOLIO MANAGEMENT LLC	−96,712
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	−42,146
Bank of New York Mellon Corp	−38,467
Mariner, LLC	−31,686
Nuveen, LLC	−21,927
BANK OF AMERICA CORP /DE/	−17,338
NEW YORK STATE COMMON RETIREMENT FUND	−13,694
RHUMBLINE ADVISERS	−12,746
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	−7,927
Police & Firemen's Retirement System of New Jersey	−5,285
Ameritas Investment Partners, Inc.	−1,740
Legal & General Group Plc	−1,537
Russell Investments Group, Ltd.	−1,411
CWM, LLC	−673
Sterling Capital Management LLC	−553
NBC SECURITIES, INC.	−300
Essential Partners LLC	−232
PNC FINANCIAL SERVICES GROUP, INC.	−228
True Wealth Design, LLC	−2
MAI Capital Management	−2

Large holders from 13D/13G (latest per reporting person, last 2 years)

Filed when a holder crosses 5% or changes materially, so often more current than the quarter-end 13F. Percentages are the filer's own, against the share count they used.

Reporting person	Form	Filed	Event	Shares	% of class
Ameriprise Financial, Inc.	SCHEDULE 13G/A	2026-08-14	2026-06-30	1,037,433	5.2%
Columbia Management Investment Advisers, LLC	SCHEDULE 13G/A	2026-08-14	2026-06-30	1,037,226	5.2%
BlackRock, Inc.	SCHEDULE 13G/A	2026-07-28	2026-06-30	288,663	1.5%
AWM Investment Company, Inc.	SCHEDULE 13G/A	2026-07-08	2026-06-30	0	0%
Daniel Mack	SCHEDULE 13G/A	2025-05-15	2025-03-31	914,618	4.65%
Flint Ridge Capital LLC	SCHEDULE 13G/A	2025-05-15	2025-03-31	1,180,000	6%
Flint Ridge Partners L.P.	SCHEDULE 13G/A	2025-05-15	2025-03-31	1,180,000	6%
John P. Szabo, Jr.	SCHEDULE 13G/A	2025-05-15	2025-03-31	1,950,000	9.9%
Nantahala Capital Management, LLC	SCHEDULE 13G/A	2025-05-15	2025-03-31	914,618	4.65%
Wilmot B. Harkey	SCHEDULE 13G/A	2025-05-15	2025-03-31	914,618	4.65%

Source: SEC Form 13F-HR information tables for the quarter ending 2026-06-30 (filed within 45 days of quarter end; amendments applied; values normalised to dollars), the share count from the company's latest 10-K/10-Q XBRL cover page, and Schedule 13D/13G filings. Each row is a legal 13F filer as filed — related entities (e.g. Vanguard's advisers) are not merged. Retail brokerage accounts are not reported on 13F, so the remainder is mostly retail and insiders.