Institutional HoldersBeta

Who holds a company, from every 13F filed for the quarter, one row per filer exactly as filed, against the latest share count the company reported.

ETHAN ALLEN INTERIORS INC

CIK 0000896156ETD· quarter ending 2026-06-30
Shares outstanding
25,202,503
Held by 13F filers
21,672,651
86.0% of shares outstanding
Holders
216
+8 vs 2026-03-31 · 59 new, 51 exited
Value
$484.1M
shares -1.8% vs prior quarter

Share classes (cover page of the 10-K filed 2026-09-03, as of 2026-08-27)

ClassListedShares outstandingHeld by 13F filers% of classHoldersCUSIP
Common stockETD · NYSE25,202,50321,672,65186.0%216297602104

Each class is compared with its own share count; classes are not added together. A class that is not exchange-listed cannot be held by 13F filers.

Securities (CUSIPs held in 13F this quarter)

tick to combine
CountCUSIPClass (as filers write it)HoldersShares heldClass shares% of classValueOptionsMapped via
297602104COM21621,672,65125,202,50386.0%$484.1M3 call / 2 put13DGholders →

Totals combine the ticked CUSIPs and update as you tick: common-stock classes by default; preferreds, notes, warrants and depositary shares are listed but not counted. "holders →" shows a single CUSIP on its own. Bonds are held as a principal amount, not shares. Options positions are never counted as holdings.

Top holders (216 of 216 · 297602104)

change vs 2026-03-31
#FilerShares% of classValueChange
1BlackRock, Inc.2,424,4729.62%$54.2M-1,382,200 (-36.3%)
2DIMENSIONAL FUND ADVISORS LP1,636,6636.49%$36.6M-66,734 (-3.9%)
3VANGUARD CAPITAL MANAGEMENT LLC1,068,7744.24%$23.9M+29,395 (+2.8%)
4CHARLES SCHWAB INVESTMENT MANAGEMENT INC1,063,7204.22%$23.8M+78,052 (+7.9%)
5AMERICAN CENTURY COMPANIES INC917,2803.64%$20.5M+65,727 (+7.7%)
6ROYCE & ASSOCIATES LP914,2803.63%$20.4M+91,767 (+11.2%)
7MILLENNIUM MANAGEMENT LLC649,0692.58%$14.5M+539,960 (+494.9%)
8GEODE CAPITAL MANAGEMENT, LLC612,6452.43%$13.7M+40,579 (+7.1%)
9STATE STREET CORP576,1562.29%$12.9M-360,769 (-38.5%)
10GOLDMAN SACHS GROUP INC504,7942.00%$11.3M+239,283 (+90.1%)
11AMERIPRISE FINANCIAL INC441,0451.75%$9.9M+14,328 (+3.4%)
12Cambria Investment Management, L.P.425,0121.69%$9.5M+9,315 (+2.2%)
13HRT FINANCIAL LP412,5311.64%$9.2MNEW
14JACOBS LEVY EQUITY MANAGEMENT, INC386,2991.53%$8.6M-17,846 (-4.4%)
15Gilman Hill Asset Management, LLC380,9251.51%$8.5M+13,865 (+3.8%)
16FMR LLC365,8531.45%$8.2M+108,238 (+42.0%)
17NORTHERN TRUST CORP339,2631.35%$7.6M-4,908 (-1.4%)
18Bank of New York Mellon Corp336,2451.33%$7.5M-58,087 (-14.7%)
19AQR CAPITAL MANAGEMENT LLC325,6141.29%$7.3M+181,336 (+125.7%)
20VANGUARD PORTFOLIO MANAGEMENT LLC316,4031.26%$7.1M-299,485 (-48.6%)
21TEACHER RETIREMENT SYSTEM OF TEXAS296,7501.18%$6.6M-18,549 (-5.9%)
22MORGAN STANLEY286,3121.14%$6.4M-84,006 (-22.7%)
23JANE STREET GROUP, LLC285,1011.13%$6.4MNEW
24Nuveen, LLC273,5301.09%$6.1M+223,414 (+445.8%)
25BANK OF AMERICA CORP /DE/243,7540.97%$5.4M+91,760 (+60.4%)
26UBS Group AG235,8220.94%$5.3M-201,479 (-46.1%)
27First Eagle Investment Management, LLC230,4620.91%$5.1M-112,269 (-32.8%)
28Creative Planning212,8710.84%$4.8M+59,268 (+38.6%)
29Hodges Capital Management Inc.201,5850.80%$4.5M-10,324 (-4.9%)
30CITADEL ADVISORS LLC199,5970.79%$4.5M-136,867 (-40.7%)
31North Star Investment Management Corp.197,2500.78%$4.4M-4,000 (-2.0%)
32SUSQUEHANNA INTERNATIONAL GROUP, LLP191,0110.76%$4.3M+166,378 (+675.4%)
33LSV ASSET MANAGEMENT175,7000.70%$3.9M—
34RENAISSANCE TECHNOLOGIES LLC168,4010.67%$3.8M-92,776 (-35.5%)
35TUDOR INVESTMENT CORP ET AL165,9170.66%$3.7MNEW
36VANGUARD FIDUCIARY TRUST CO154,7400.61%$3.5M+1,895 (+1.2%)
37Russell Investments Group, Ltd.139,0640.55%$3.1M+64,941 (+87.6%)
38WELLS FARGO & COMPANY/MN138,0780.55%$3.1M+22,151 (+19.1%)
39BRIDGEWAY CAPITAL MANAGEMENT, LLC135,4950.54%$3.0M+6,096 (+4.7%)
40LANDSCAPE CAPITAL MANAGEMENT, L.L.C.123,6230.49%$2.8M+26,431 (+27.2%)
41Squarepoint Ops LLC113,7810.45%$2.5MNEW
42Balyasny Asset Management L.P.113,1780.45%$2.5M-83,427 (-42.4%)
43Atom Investors LP108,1290.43%$2.4MNEW
44SCOPUS ASSET MANAGEMENT, L.P.100,0000.40%$2.2M—
45Empowered Funds, LLC94,0270.37%$2.1M+6,054 (+6.9%)
46PDT Partners, LLC92,3430.37%$2.1MNEW
47TWO SIGMA INVESTMENTS, LP91,5620.36%$2.0M+25,432 (+38.5%)
48Linden Thomas Advisory Services, LLC89,9950.36%$2.0M+8,144 (+9.9%)
49BNP PARIBAS FINANCIAL MARKETS88,0670.35%$2.0M+1,758 (+2.0%)
50JPMORGAN CHASE & CO87,6380.35%$1.9M+21,751 (+33.0%)
51Jain Global LLC86,1630.34%$1.9MNEW
52BARCLAYS PLC85,0730.34%$1.9M-16,277 (-16.1%)
53Janney Montgomery Scott LLC82,9060.33%$1.9M-4,478 (-5.1%)
54ExodusPoint Capital Management, LP77,6790.31%$1.7MNEW
55Pacer Advisors, Inc.73,7240.29%$1.6M+1,256 (+1.7%)
56Y-Intercept (Hong Kong) Ltd73,1140.29%$1.6MNEW
57First Dallas Securities Inc.71,6810.28%$1.6M+12,156 (+20.4%)
58Invesco Ltd.58,2260.23%$1.3M-303,589 (-83.9%)
59Schonfeld Strategic Advisors LLC49,9050.20%$1.1MNEW
60Swiss National Bank48,5000.19%$1.1M+1,600 (+3.4%)
61Engineers Gate Manager LP46,7210.19%$1.0M+30,770 (+192.9%)
62Campbell & CO Investment Adviser LLC45,2560.18%$1.0M+15,295 (+51.0%)
63Empirical Financial Services, LLC d.b.a. Empirical Wealth Management43,2490.17%$966K+5,666 (+15.1%)
64Jump Financial, LLC42,1860.17%$942KNEW
65RHUMBLINE ADVISERS41,1990.16%$920K-32,865 (-44.4%)
66SEI INVESTMENTS CO40,1010.16%$896K-2,055 (-4.9%)
67STIFEL FINANCIAL CORP35,7130.14%$798K+7,388 (+26.1%)
68Focus Partners Wealth35,4510.14%$792K-14,966 (-29.7%)
69Ellevest, Inc.34,0000.13%$760K—
70PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO33,4660.13%$748K+177 (+0.5%)
71TRED AVON FAMILY WEALTH, LLC33,3090.13%$744K-55 (-0.2%)
72Unison Advisors LLC33,1640.13%$741K+561 (+1.7%)
73Vanguard Global Advisers, LLC32,3810.13%$723K+2,182 (+7.2%)
74FEDERATED HERMES, INC.32,0720.13%$716K+3,699 (+13.0%)
75Weiss Asset Management LP31,0190.12%$693KNEW
76CITIGROUP INC30,7710.12%$687K+10,444 (+51.4%)
77Inspire Investing, LLC30,5470.12%$682K+7,423 (+32.1%)
78PRICE T ROWE ASSOCIATES INC /MD/30,4500.12%$681K+3,017 (+11.0%)
79Hennion & Walsh Asset Management, Inc.30,1980.12%$675K-100 (-0.3%)
80Cerity Partners LLC29,9960.12%$669K+10,807 (+56.3%)
81SG Americas Securities, LLC29,1430.12%$651K-7,027 (-19.4%)
82UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC28,1980.11%$630K-3,883 (-12.1%)
83D. E. Shaw & Co., Inc.26,6940.11%$596K-96,137 (-78.3%)
84Dakota Wealth Management26,5550.11%$593K-790 (-2.9%)
85Investors Research Corp25,9250.10%$579K-475 (-1.8%)
86GAMCO INVESTORS, INC. ET AL25,3000.10%$565K—
87Tidal Investments LLC25,0380.10%$559KNEW
88GABELLI FUNDS LLC25,0000.10%$559K-30,000 (-54.5%)
89FRANKLIN RESOURCES INC24,9890.10%$558K-54,767 (-68.7%)
90Essex Financial Services, Inc.24,8710.10%$556K+977 (+4.1%)
91DEUTSCHE BANK AG\24,5110.10%$548K+5,536 (+29.2%)
92Significant Wealth Partners LLC24,4490.10%$546K+430 (+1.8%)
93Quantinno Capital Management LP23,3650.09%$522K+4,263 (+22.3%)
94SummerHaven Investment Management, LLC23,3640.09%$522K—
95CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM23,1860.09%$518K-727 (-3.0%)
96ALLIANCEBERNSTEIN L.P.22,6640.09%$505K+10,004 (+79.0%)
97Rafferty Asset Management, LLC21,9090.09%$489K+3,850 (+21.3%)
98Sanctuary Advisors, LLC21,3860.08%$478KNEW
99D.A. DAVIDSON & CO.20,6400.08%$461K+8,040 (+63.8%)
100Quantbot Technologies LP20,5810.08%$460K+18,044 (+711.2%)
101NEUBERGER BERMAN GROUP LLC19,8470.08%$443KNEW
102Numerai GP LLC19,7220.08%$441KNEW
103Mirae Asset Global Investments Co., Ltd.19,3510.08%$432K+3,144 (+19.4%)
104Aspen Investment Management Inc18,4460.07%$412K-1,700 (-8.4%)
105LPL Financial LLC17,8550.07%$399K-1,614 (-8.3%)
106VANGUARD ASSET MANAGEMENT, Ltd17,5460.07%$392K—
107Freestone Grove Partners LP17,0560.07%$381KNEW
108Mariner, LLC16,7980.07%$375KNEW
109XTX Topco Ltd15,6900.06%$351KNEW
110Truvestments Capital LLC15,3920.06%$344K—
111Brevan Howard Capital Management LP15,3820.06%$344KNEW
112Centiva Capital, LP15,2600.06%$341KNEW
113Blueshift Asset Management, LLC15,1150.06%$338KNEW
114Grantham, Mayo, Van Otterloo & Co. LLC15,1120.06%$338K-2,201 (-12.7%)
115&PARTNERS15,0300.06%$336K+583 (+4.0%)
116Legal & General Group Plc14,6400.06%$327K-41,706 (-74.0%)
117MetLife Investment Management, LLC14,4690.06%$323K+1,451 (+11.1%)
118Cetera Investment Advisers13,8000.05%$308KNEW
119WEALTH ENHANCEMENT ADVISORY SERVICES, LLC13,7800.05%$299KNEW
120CAXTON ASSOCIATES LLP13,5180.05%$302K-1,824 (-11.9%)
121FIRST CITIZENS BANK & TRUST CO13,5120.05%$302K-48 (-0.4%)
122RAYMOND JAMES FINANCIAL INC13,1650.05%$294K+4,057 (+44.5%)
123Envestnet Portfolio Solutions, Inc.12,9930.05%$290K-45 (-0.3%)
124GAMMA Investing LLC12,7260.05%$284K+715 (+6.0%)
125EXCHANGE TRADED CONCEPTS, LLC12,3860.05%$277K+1,877 (+17.9%)
126Catalyst Funds Management Pty Ltd12,0510.05%$269KNEW
127MERCER GLOBAL ADVISORS INC /ADV12,0390.05%$269KNEW
128Symmetry Partners, LLC10,9920.04%$246KNEW
129MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.10,9430.04%$244K+36 (+0.3%)
130Callan Family Office, LLC10,4910.04%$234KNEW
131TWINBEECH CAPITAL LP10,1000.04%$226KNEW
132Fifth Third Wealth Advisors LLC9,7750.04%$218KNEW
133Jupiter Topco LLC9,6640.04%$216KNEW
134ROTHSCHILD INVESTMENT LLC9,6180.04%$215K-805 (-7.7%)
135Park Capital Management, LLC / WI9,4140.04%$210KNEW
136IEQ CAPITAL, LLC9,2640.04%$207KNEW
137Advisor OS, LLC9,2530.04%$207K-290 (-3.0%)
138Able Wealth Management LLC9,2450.04%$207KNEW
139NEW YORK STATE COMMON RETIREMENT FUND7,5930.03%$170K—
140Police & Firemen's Retirement System of New Jersey6,5250.03%$146K—
141Vanguard Investments Australia, Ltd.6,0600.02%$135K—
142CANADA LIFE ASSURANCE Co5,7530.02%$128K-18,235 (-76.0%)
143OSAIC HOLDINGS, INC.5,7500.02%$128K+1,869 (+48.2%)
144HARBOUR INVESTMENTS, INC.5,7480.02%$128K+1,458 (+34.0%)
145Zurcher Kantonalbank (Zurich Cantonalbank)5,6770.02%$127K—
146PNC Financial Services Group, Inc.5,5170.02%$123K+1,618 (+41.5%)
147FIFTH THIRD BANCORP5,2160.02%$117K-34,826 (-87.0%)
148KLP KAPITALFORVALTNING AS5,2000.02%$116K—
149PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO4,7930.02%$107K—
150Dunhill Financial, LLC4,1080.02%$92K—
151Tower Research Capital LLC (TRC)3,7640.01%$84K+2,735 (+265.8%)
152Farther Finance Advisors, LLC3,5580.01%$79K+3,369 (+1782.5%)
153LANARK FINANCIAL, INC.3,2350.01%$72KNEW
154ROYAL BANK OF CANADA3,1530.01%$70K-1,872 (-37.3%)
155Arax Advisory Partners3,1050.01%$69KNEW
156NISA INVESTMENT ADVISORS, LLC3,0590.01%$68K-8,991 (-74.6%)
157NewEdge Advisors, LLC3,0000.01%$67KNEW
158HANTZ FINANCIAL SERVICES, INC.2,5030.01%$56K+1,686 (+206.4%)
159Parallel Advisors, LLC2,0620.01%$46K+1,852 (+881.9%)
160Ameritas Investment Partners, Inc.1,9410.01%$43K—
161SIGNATUREFD, LLC1,8620.01%$42K+427 (+29.8%)
162Allworth Financial LP1,3350.01%$30K+588 (+78.7%)
163EverSource Wealth Advisors, LLC1,3270.01%$30K+1,205 (+987.7%)
164State of Alaska, Department of Revenue1,2850.01%$28K-11,594 (-90.0%)
165NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO7690.00%$17K+505 (+191.3%)
166TD Waterhouse Canada Inc.6800.00%$15K—
167Aquatic Capital Management LLC6790.00%$15K-2,527 (-78.8%)
168Tanglewood Legacy Advisors, LLC6430.00%$14K—
169FIRST HORIZON CORP6040.00%$13KNEW
170JONES FINANCIAL COMPANIES LLLP5670.00%$13K+399 (+237.5%)
171BNP PARIBAS ASSET MANAGEMENT Holding S.A.5320.00%$12K+7 (+1.3%)
172BESSEMER GROUP INC5220.00%$12KNEW
173Versant Capital Management, Inc5210.00%$12K-670 (-56.3%)
174Kennebec Savings Bank5000.00%$11KNEW
175Sterling Capital Management LLC4790.00%$11K-295 (-38.1%)
176Covestor Ltd4510.00%$10K+56 (+14.2%)
177SBI Securities Co., Ltd.4420.00%$10K+16 (+3.8%)
178US BANCORP \DE\3540.00%$8K+326 (+1164.3%)
179True Wealth Design, LLC3510.00%$8K+314 (+848.6%)
180Pinnacle Wealth Planning Services, Inc.3340.00%$7K-306 (-47.8%)
181Global Retirement Partners, LLC3280.00%$7KNEW
182Cornerstone Planning Group LLC3120.00%$7KNEW
183IFP Advisors, Inc2420.00%$5K+55 (+29.4%)
184HHM Wealth Advisors, LLC2350.00%$4K—
185SIMPLEX TRADING, LLC2090.00%$5K-626 (-75.0%)
186Essential Partners LLC1700.00%$4K+40 (+30.8%)
187Salomon & Ludwin, LLC1590.00%$3K+119 (+297.5%)
188BELLEVUE ASSET MANAGEMENT, LLC1250.00%$3KNEW
189Asset Dedication, LLC1100.00%$2KNEW
190Optiver Holding B.V.930.00%$2K+53 (+132.5%)
191Cedar Mountain Advisors, LLC800.00%$2K+45 (+128.6%)
192MCF Advisors LLC740.00%$2K—
193Smartleaf Asset Management LLC650.00%$1K—
194CoreCap Advisors, LLC580.00%$1KNEW
195GROUP ONE TRADING LLC550.00%$1KNEW
196Fulcrum Asset Management LLP540.00%$1KNEW
197LOS ANGELES CAPITAL MANAGEMENT LLC520.00%$1K—
198Investors Portfolio Services LLC520.00%$1KNEW
199ASSETMARK, INC430.00%$961—
200Institute for Wealth Management, LLC.380.00%$840NEW
201Wealth Enhancement Trust Services, Inc.380.00%$849NEW
202SHP Wealth Management380.00%$849—
203Clearstead Advisors, LLC330.00%$738NEW
204Spire Wealth Management290.00%$648NEW
205Bare Financial Services, Inc270.00%$603+4 (+17.4%)
206Larson Financial Group LLC270.00%$603-2 (-6.9%)
207Bruce G. Allen Investments, LLC260.00%$581NEW
208SJS Investment Consulting Inc.250.00%$559-1 (-3.8%)
209Ankerstar Wealth, LLC150.00%$335NEW
210Caitong International Asset Management Co., Ltd70.00%$156NEW
211Quarry LP70.00%$156NEW
212Steward Partners Investment Advisory, LLC50.00%$106NEW
213Global Trust Asset Management, LLC40.00%$89—
214GILPIN WEALTH MANAGEMENT, LLC30.00%$68-9 (-75.0%)
215Evolution Advisers, Inc.10.00%$0NEW
216Davis Capital Management10.00%$22NEW
Exited since 2026-03-31 (51 filers; largest 25 shown)
Fund 1 Investments, LLC−254,838
Public Sector Pension Investment Board−121,738
PRINCIPAL FINANCIAL GROUP INC−112,549
WEDGE CAPITAL MANAGEMENT L L P/NC−95,977
MARSHALL WACE, LLP−80,239
Vident Advisory, LLC−26,288
PRUDENTIAL FINANCIAL INC−24,550
Kestra Advisory Services, LLC−19,570
O'SHAUGHNESSY ASSET MANAGEMENT, LLC−19,453
Aigen Investment Management, LP−17,584
DRW Securities, LLC−16,374
Thrivent Financial for Lutherans−15,496
ALPS ADVISORS INC−14,270
Qube Research & Technologies Ltd−13,395
Illinois Municipal Retirement Fund−12,823
WINTON GROUP Ltd−12,724
MQS Management LLC−11,270
State of Tennessee, Department of Treasury−11,216
Universal- Beteiligungs- und Servicegesellschaft mbH−10,885
Quadrature Capital Ltd−10,443
Louisiana State Employees Retirement System−10,300
BROWN ADVISORY INC−10,100
JANUS HENDERSON GROUP PLC−9,664
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY−5,794
OREGON PUBLIC EMPLOYEES RETIREMENT FUND−5,299

Large holders from 13D/13G (latest per reporting person, last 2 years)

Filed when a holder crosses 5% or changes materially, so often more current than the quarter-end 13F. Percentages are the filer's own, against the share count they used.

Reporting personFormFiledEventShares% of class
Bergeron Nieces and Nephews TrustSCHEDULE 13D/A2026-08-272026-08-25135,0000.5%
DGB Investment, Inc.SCHEDULE 13D/A2026-08-272026-08-251,050,0004.1%
Douglas Bergeron Qualified Personal Residence TrustSCHEDULE 13D/A2026-08-272026-08-2590,0000.4%
Douglas G. BergeronSCHEDULE 13D/A2026-08-272026-08-251,275,0005%
Jennifer M. HarrisonSCHEDULE 13D/A2026-08-272026-08-2525,0000.1%
BlackRock, Inc.SCHEDULE 13G/A2026-07-082026-06-302,074,0738.2%
The Vanguard GroupSCHEDULE 13G/A2026-03-262026-03-1300%
Dimensional Fund Advisors LPSCHEDULE 13G/A2025-04-152025-03-311,784,1357%

Source: SEC Form 13F-HR information tables for the quarter ending 2026-06-30 (filed within 45 days of quarter end; amendments applied; values normalised to dollars), the share count from the company's latest 10-K/10-Q XBRL cover page, and Schedule 13D/13G filings. Each row is a legal 13F filer as filed — related entities (e.g. Vanguard's advisers) are not merged. Retail brokerage accounts are not reported on 13F, so the remainder is mostly retail and insiders.