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Delaware
(State or other jurisdiction of incorporation or organization) |
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47-3544981
(I.R.S. Employer Identification Number) |
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Large accelerated filer
☒
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Accelerated filer
☐
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Non-accelerated filer
☐
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Smaller reporting company
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Emerging growth company
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SEC registration fee
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| | | $ | (1) | | |
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FINRA filing fee
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| | | $ | (2) | | |
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Printing expenses
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| | | $ | (2) | | |
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Legal fees and expenses
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| | | $ | (2) | | |
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Accounting fees and expenses
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| | | $ | (2) | | |
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Blue Sky, qualification fees, and expenses
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| | | $ | (2) | | |
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Transfer agent fees and expenses
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| | | $ | (2) | | |
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Trustee fees and expenses
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| | | $ | (2) | | |
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Depositary fees and expenses
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| | | $ | (2) | | |
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Warrant agent fees and expenses
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| | | $ | (2) | | |
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Miscellaneous
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| | | $ | (2) | | |
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Total
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| | | $ | (2) | | |
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Exhibit
Number |
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Description
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| 4.5* | | | Form of Specimen Certificate Representing Preferred Stock. | |
| 4.6 | | | | |
| 4.7* | | | Form of Note. | |
| 4.8* | | | Form of Deposit Agreement. | |
| 4.9* | | | Form of Warrant. | |
| 4.10* | | | Form of Warrant Agreement. | |
| 4.11* | | | Form of Purchase Contract Agreement. | |
| 4.12* | | | Form of Unit Agreement. | |
| 5.1 | | | | |
| 23.1 | | | | |
| 23.2 | | | | |
| 24.1 | | | | |
| 25.1 | | | Statement of Eligibility on Form T-1 under the Trust Indenture Act of 1939, as amended, of U.S. Bank Trust Company, National Association, as trustee under the indenture filed as Exhibit 4.6 above. | |
| 107 | | | |
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SIGNATURE
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TITLE
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DATE
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/s/ Robert J. Scaringe
Robert J. Scaringe
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Chief Executive Officer and
Chairman of the Board of Directors (Principal Executive Officer) |
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April 30, 2026
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/s/ Claire McDonough
Claire McDonough
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Chief Financial Officer
(Principal Financial Officer) |
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April 30, 2026
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/s/ Sreela Venkataratnam
Sreela Venkataratnam
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Chief Accounting Officer
(Principal Accounting Officer) |
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April 30, 2026
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/s/ Karen Boone
Karen Boone
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| | Director | | |
April 30, 2026
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/s/ Sanford Schwartz
Sanford Schwartz
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| | Director | | |
April 30, 2026
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|
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/s/ Aidan Gomez
Aidan Gomez
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| | Director | | |
April 30, 2026
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SIGNATURE
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TITLE
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DATE
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/s/ Peter Krawiec
Peter Krawiec
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| | Director | | |
April 30, 2026
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/s/ Jay Flatley
Jay Flatley
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| | Director | | |
April 30, 2026
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/s/ John Krafcik
John Krafcik
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| | Director | | |
April 30, 2026
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