NEW YORK
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13-4941247 | |
(Jurisdiction of Incorporation or
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(I.R.S. Employer | |
organization if not a U.S. national bank)
|
Identification no.) | |
60 WALL STREET |
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NEW YORK, NEW YORK
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10005 | |
(Address of principal
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(Zip Code) | |
executive offices) |
| Valerie Ford Jacob, Esq. | ||
| Susan S. Whaley, Esq. | Daniel J. Bursky, Esq. | |
| The Procter & Gamble Company | Fried, Frank, Harris, Shriver & Jacobson LLP | |
| One Procter & Gamble Plaza | One New York Plaza | |
| Cincinnati, Ohio 45202 | New York, New York 10004 | |
| (513) 983-7695 | (212) 859-8000 |
| (a) | Name and address of each examining or supervising authority to which it is subject. |
| Name | Address | |
Federal Reserve Bank (2nd District)
|
New York, NY | |
Federal Deposit Insurance Corporation
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Washington, D.C. | |
New York State Banking Department
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Albany, NY |
| (b) | Whether it is authorized to exercise corporate trust powers. | ||
| Yes. |
Exhibit 1 -
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Restated Organization Certificate of Bankers Trust Company dated August 6, 1998, Certificate of Amendment of the Organization Certificate of Bankers Trust Company dated September 25, 1998, Certificate of Amendment of the Organization Certificate of Bankers Trust Company dated December 16, 1998, and Certificate of Amendment of the Organization Certificate of Bankers Trust Company dated February 27, 2002 Incorporated herein by reference to Exhibit 1 filed with Form T-1 Statement, Registration No. 333-157637-01. | |||
Exhibit 2 -
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Certificate of Authority to commence business Incorporated herein by reference to Exhibit 2 filed with Form T-1 Statement, Registration No. 333-157637-01. | |||
Exhibit 3 -
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Authorization of the Trustee to exercise corporate trust powers Incorporated herein by reference to Exhibit 3 filed with Form T-1 Statement, Registration No. 333-157637-01. | |||
Exhibit 4 -
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Existing By-Laws of Deutsche Bank Trust Company Americas, as amended on April 15, 2002 business Incorporated herein by reference to Exhibit 4 filed with Form T-1 Statement, Registration No. 333-157637-01. |
Exhibit 5 -
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Not applicable. | |||
Exhibit 6 -
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Consent of Bankers Trust Company required by Section 321(b) of the Act. business Incorporated herein by reference to Exhibit 6 filed with Form T-1 Statement, Registration No. 333-157637-01. | |||
Exhibit 7 -
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The latest report of condition of Deutsche Bank Trust Company Americas dated as of June 30, 2009. Copy attached. | |||
Exhibit 8 -
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Not Applicable. | |||
Exhibit 9 -
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Not Applicable. |
| DEUTSCHE BANK TRUST COMPANY AMERICAS |
||||
| By: | /s/ Annie Jaghatspanyan | |||
| Annie Jaghatspanyan | ||||
| Vice President | ||||
| DEUTSCHE BANK TRUST COMPANY AMERICAS | ||||
| Legal Title of Bank | ||||
JERSEY CITY |
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City |
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NJ
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07311-3901 | |||
State
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Zip Code | |||
| Dollar Amounts in Thousands | RCFD | Tril | Bil | Mil | Thou | ||||||||||||
ASSETS |
||||||||||||||
1. Cash and balances due from depository institutions (from Schedule RC-A): |
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a. Noninterest-bearing balances and currency and coin (1) |
0081 | 1,416,000 | 1.a | |||||||||||
b. Interest-bearing balances (2) |
0071 | 12,390,000 | 1.b | |||||||||||
2. Securities: |
||||||||||||||
a.
Held-to-maturity securities (from Schedule RC-B, column A) |
1754 | 0 | 2.a | |||||||||||
b. Available-for-sale securities (from Schedule RC-B, column D) |
1773 | 1,759,000 | 2.b | |||||||||||
3. Federal funds sold and securities purchased under agreements to resell: |
RCON | |||||||||||||
a. Federal funds sold in domestic offices |
B987 | 112,000 | 3.a | |||||||||||
| RCFD | ||||||||||||||
b. Securities purchased under agreements to resell (3) |
B989 | 1,008,000 | 3.b | |||||||||||
4. Loans and lease financing receivables (from Schedule RC-C): |
||||||||||||||
a. Loans and leases held for sale |
5369 | 0 | 4.a | |||||||||||
b. Loans and leases, net of unearned income |
B528 | 13,634,000 | 4.b | |||||||||||
c. LESS: Allowance for loan and lease losses |
3123 | 112,000 | 4.c | |||||||||||
d. Loans and leases, net of unearned income and allowance (item 4.b minus 4.c) |
B529 | 13,522,000 | 4.d | |||||||||||
5. Trading assets (from Schedule RC-D) |
3545 | 5,934,000 | 5 | |||||||||||
6. Premises and fixed assets (including capitalized leases) |
2145 | 51,000 | 6 | |||||||||||
7. Other real estate owned (from Schedule RC-M) |
2150 | 0 | 7 | |||||||||||
8. Investments in unconsolidated subsidiaries and associated companies |
2130 | 0 | 8 | |||||||||||
9. Direct and indirect investments in real estate ventures |
3656 | 0 | 9 | |||||||||||
10. Intangible assets: |
||||||||||||||
a. Goodwill |
3163 | 0 | 10.a | |||||||||||
b. Other
intangible assets (from Schedule RC-M) |
0426 | 58,000 | 10.b | |||||||||||
11. Other assets (from Schedule RC-F) |
2160 | 5,168,000 | 11 | |||||||||||
12. Total assets (sum of items 1 through 11) |
2170 | 41,418,000 | 12 | |||||||||||
| (1) | Includes cash items in process of collection and unposted debits. | |
| (2) | Includes time certificates of deposit not held for trading. | |
| (3) | Includes all securities resale agreements in domestic and foreign offices, regardless of maturity. |
DEUTSCHE BANK TRUST COMPANY AMERICAS |
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| Dollar Amounts in Thousands | Tril | Bil | Mil | Thou | |||||||||||||
LIABILITIES |
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13. Deposits: |
RCON | |||||||||||||
a. In domestic offices (sum of totals of columns A and C from Schedule RC-E, part I) |
2200 | 8,713,000 | 13.a | |||||||||||
(1) Noninterest-bearing (1) |
6631 | 5,727,000 | 13.a.1 | |||||||||||
(2) Interest-bearing |
6636 | 2,986,000 | 13.a.2 | |||||||||||
b. In foreign offices, Edge and Agreement subsidiaries, and IBFs (from Schedule RC-E, part II) |
RCFN 2200 |
9,914,000 | 13.b | |||||||||||
(1) Noninterest-bearing |
6631 | 4,222,000 | 13.b.1 | |||||||||||
(2) Interest-bearing |
6636 | 5,692,000 | 13.b.2 | |||||||||||
14. Federal funds purchased and securities sold under agreements to repurchase: |
RCON | |||||||||||||
a. Federal
funds purchased in domestic offices (2) |
B993 | 8,714,000 | 14.a | |||||||||||
| RCFD | ||||||||||||||
b. Securities sold under agreements to repurchase (3) |
B995 | 0 | 14.b | |||||||||||
15. Trading liabilities (from Schedule RC-D) |
3548 | 208,000 | 15 | |||||||||||
16. Other borrowed money (includes mortgage indebtedness and obligations
under capitalized leases) (from Schedule RC-M) |
3190 | 2,685,000 | 16 | |||||||||||
17. and 18. Not applicable |
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19. Subordinated notes and debentures (4) |
3200 | 0 | 19 | |||||||||||
20. Other liabilities (from Schedule RC-G) |
2930 | 2,097,000 | 20 | |||||||||||
21. Total liabilities (sum of items 13 through 20) |
2948 | 32,331,000 | 21 | |||||||||||
22. Not
applicable |
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EQUITY CAPITAL |
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Bank
Equity Capital |
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23. Perpetual preferred stock and related surplus |
3838 | 1,500,000 | 23 | |||||||||||
24. Common stock |
3230 | 2,127,000 | 24 | |||||||||||
25. Surplus (excludes all surplus related to preferred stock) |
3839 | 592,000 | 25 | |||||||||||
26. a. Retained earnings |
3632 | 4,428,000 | 26.a | |||||||||||
b.
Accumulated other comprehensive income (5) |
8530 | (39,000 | ) | 26.b | ||||||||||
c. Other equity capital components (6) |
A130 | 0 | 26.c | |||||||||||
27. a.
Total bank equity capital (sum of items 23 through 26.c) |
3210 | 8,608,000 | 27.a | |||||||||||
b. Noncontrolling (minority) interests in consolidated subsidiaries |
3000 | 479,000 | 27.b | |||||||||||
28. Total equity capital (sum of items 27.a and 27.b) |
G105 | 9,087,000 | 28 | |||||||||||
29. Total
liabilities and equity capital (sum of items 21 and 28) |
3300 | 41,418,000 | 29 | |||||||||||
| RCFD | Number | |||||
1. Indicate in the box at the right the number of the statement below that best describes the
most comprehensive level of auditing work performed for the bank by independent external
auditors as of any date during 2008 |
6724 | N/A | M.1 |
1
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= | Independent audit of the bank conducted in accordance with generally accepted auditing standards by a certified public accounting firm which submits a report on the bank | ||
2
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= | Independent audit of the banks parent holding company conducted in accordance with generally accepted auditing standards by a certified public accounting firm which submits a report on the consolidated holding company (but not on the bank separately) | ||
3
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= | Attestation on bank managements assertion on the effectiveness of the banks internal control over financial reporting by a certified public accounting firm. | ||
4
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= | Directors examination of the bank conducted in accordance with generally accepted auditing standards by a certified public accounting firm (may be required by state chartering authority) | ||
5
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= | Directors examination of the bank performed by other external auditors (may be required by state chartering authority) | ||
6
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= | Review of the banks financial statements by external auditors | ||
7
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= | Compilation of the banks financial statements by external auditors | ||
8
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= | Other audit procedures (excluding tax preparation work) | ||
9
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= | No external audit work |
| RCON | MM / DD | |||||
2. Banks fiscal year-end date |
8678 | N/A | M.2 |
| (1) | Includes total demand deposits and noninterest-bearing time and savings deposits. | |
| (2) | Report overnight Federal Home Loan Bank advances in Schedule RC, item 16, Other borrowed money. | |
| (3) | Includes all securities repurchase agreements in domestic and foreign offices, regardless of maturity. | |
| (4) | Includes limited-life preferred stock and related surplus. | |
| (5) | Includes net unrealized holding gains (losses) on available-for-sale securities, accumulated net gains (losses) on cash flow hedges, cumulative foreign currency translation adjustments, and minimum pension liability adjustments. | |
| (6) | Includes treasury stock and unearned Employee Stock Ownership Plan shares. |